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Financial Instruments and Exchange Act
Results: 91

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31	<4D6963726F736F667420506F776572506F696E74202D2030328BE08FA4964090AD8FC897DF8A5497765F89708CEA94C58F4390B32E707074> Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2008-07-03 22:19:03 Financial services Funds Collective investment schemes Financial adviser Security Financial Instruments and Exchange Act Bank Net asset value Hedge fund Financial economics Investment Finance
32	Microsoft Word - 2007_42.doc Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2011-12-19 09:25:27 Finance European Union Financial regulation Markets in Financial Instruments Directive London Stock Exchange Alternative Trading Systems Financial Services Authority Financial Services and Markets Act Financial markets Financial economics Financial system
33	Jumpstart Our Business Startups Act (JOBS Act) Signed Into Law: President Obama recently signed the Jumpstart Our Business Startups (JOBS) Act into law, resulting in a number of changes that will modernize securities law Add to Reading List Source URL: www.managedfunds.org Language: English Financial regulation Financial services European Union directives Hedge funds Markets in Financial Instruments Directive Alternative Investment Fund Managers Directive U.S. Securities and Exchange Commission Securities regulation in the United States Regulation D Financial economics Investment Economics
34	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.isma.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics
35	Provisional Translation Basic Guidelines on Disclosure Statements Inspection I. Basic Concepts 1. Basic Concepts of Disclosure Statements Inspection The disclosure system under the Financial Instruments and Exchange Act Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2014-07-17 04:10:11 United States Securities and Exchange Commission United States corporate law SEC filings Financial regulation United States Law United States securities law 73rd United States Congress Securities Exchange Act
36	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.icma-group.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics
37	CSA Notice and Request for Comment Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. December 11, 2014 Introduction Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2015-01-20 12:01:08 Investment Canadian Securities Administrators Securities Act Canadian securities regulation Ontario Securities Commission Security Prospectus Initial public offering Autorité des marchés financiers Stock market Financial economics Financial regulation
38	Q4 JWG regulatory trading digest According to data compiled by the Add to Reading List Source URL: www.automatedtrader.net Language: English - Date: 2015-01-14 14:31:16 Financial regulation Financial system Late-2000s financial crisis European Union Markets in Financial Instruments Directive Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission European Securities and Markets Authority High-frequency trading Financial markets Financial economics Finance
39	Microsoft Word - ICI Global Comment Letter to HK Further Consultation on Reporting Rules FINAL (4) Add to Reading List Source URL: www.iciglobal.org Language: English Financial system Commodity Futures Trading Commission Hong Kong Monetary Authority Futures contract Derivative Securities and Futures Commission Commodity Exchange Act Markets in Financial Instruments Directive Futures exchange Financial economics Financial markets Finance
40	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.icmagroup.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics

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